Professional Indemnity - Broker Commission¶
Commission Structure¶
Fixed Percentage Commission¶
Commission is paid as a fixed percentage of premium for each policy sold.
Payment Process: 1. Policy sold 2. Premium collected from customer 3. Commission calculated (Premium × Commission %) 4. Credit note issued to broker 5. Commission paid to broker
Commission Payment¶
When Commission Is Paid¶
Commission is paid after: - Policy is issued - Premium is collected from customer - Credit note is processed
Credit Note Process¶
For each policy sold: 1. Policy premium collected 2. Commission calculated (Premium × Fixed %) 3. Credit note generated for commission amount 4. Commission amount credited to broker account 5. Payment made per settlement terms
Example: - Policy premium: AED 7,350 - Commission rate: 15% - Commission amount: AED 1,102.50 - Credit note issued for AED 1,102.50
Commission on Cancellations¶
Short-Period Refund Method¶
When a policy is cancelled, commission is clawed back using short-period rates:
| Period Active | Premium Retained | Commission Retained |
|---|---|---|
| Up to 1 month | 25% | 25% |
| 1-3 months | 50% | 50% |
| 3-6 months | 75% | 75% |
| 6-9 months | 90% | 90% |
| 9+ months | 100% | 100% |
Debit Note Process¶
For cancelled policies: 1. Cancellation processed 2. Short-period refund calculated 3. Commission clawback calculated (Refund × Commission %) 4. Debit note issued to broker 5. Amount deducted from broker account or invoiced
Example: - Original premium: AED 7,350 - Commission paid: AED 1,102.50 (15%) - Policy cancelled after 2 months - Short-period rate: 50% retained - Premium refunded: AED 3,675 (50%) - Commission clawback: AED 551.25 (debit note issued) - Broker keeps: AED 551.25
Commission on Endorsements¶
Additional Premium¶
When endorsement increases premium: - Additional commission calculated on extra premium - Same commission percentage applied - Credit note issued for additional commission
Example: - Sum insured increased - Additional premium: AED 1,000 - Commission rate: 15% - Additional commission: AED 150 - Credit note issued for AED 150
Return Premium¶
When endorsement decreases premium: - Commission clawed back on refunded premium - Same commission percentage applied - Debit note issued for clawback amount
Example: - Sum insured decreased - Premium refunded: AED 1,000 - Commission rate: 15% - Commission clawback: AED 150 - Debit note issued for AED 150
No-Premium Endorsements¶
No commission impact for: - Name changes - Address updates - Administrative corrections
Settlement Process¶
Regular Settlement¶
Commission settled based on: - Credit notes - Commission earned on policies sold - Debit notes - Commission clawed back on cancellations/refunds - Net amount - Total credits minus total debits
Statement Period¶
Broker statements issued: - Weekly, bi-weekly, or monthly - Shows all credit notes (policies sold) - Shows all debit notes (cancellations) - Net balance due to broker
Commission Controls¶
Fixed Percentage Advantage¶
- Same rate for all policies
- Simple calculation (Premium × %)
- Consistent and transparent
- No negotiations needed
Validation¶
System validates: - Policy is active - Premium collected - Commission correctly calculated - Cancellation clawback uses short-period rates
Next Steps¶
- Premium Calculation - Fixed pricing structure
- Endorsements - Changes affecting commission
- Quote Requirements - Quote process